Investors: Retail or individual investors, Partnership/HUF, Societies and Trusts, Companies, Mutual Funds, Financial Institutions and Foreign Institutional Investors
Issuers of Securities: Companies (Promoters), Corporate Bodies Government and Mutual Funds, Banks
Intermediaries: Investment Bankers (Lead Manager), Registrar to an Issue, Bankers to an Issue, Credit Rating Agencies and Depositories
Regulators: RBI, SEBI, Ministry of Company Affairs
Appellate Tribunals: SAT, National Company’s Law Appellate Tribunal
Apart from these, each companies appoints legal counsel and auditors who are not referred as intermediaries. Their work includes conducting due diligence, drafting legal parts of the prospectus, various agreements and providing legal opinion and assistance in closing the issue.
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